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Financial Conduct Authority

The Financial Services Register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).It also has information on firms regulated by the Financial Services Authority that had cancelled or stopped being regulated before April 2013.…

CHECK IF A FIRM IS REGULATED - esma.europa.eu

Only regulated firms are authorised to provide investment services. Firms can only provide investment services in the European Union (EU) if they are authorised to do so by an EU regulator. If a firm is not authorised to provide investment services and activities, it is not allowed to provide them.…

What is a regulated mortgage contract? Practical Law

What is a regulated mortgage contract?by Practical Law Financial ServicesRelated ContentThis note explains what a regulated mortgage contract is under article 61 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).Free Practical Law trialTo access this resource, sign up for a free, 14-day trial of Practical Law.Free trialAlready registered?…